Disclosures

Advisory services offered through Three Sixty Wealth Management LLC or Capital Asset Advisory Services LLC, registered investment advisors. Three Sixty Wealth Management and Capital Asset Advisory Services are separate and non-affiliated entities.

Important Disclaimers

Three Sixty Wealth Management LLC ("360 Wealth") is a Registered Investment Advisor ("RIA"), located in the State of Illinois. 360 Wealth provides investment advisory and related services for clients nationally. 360 Wealth will maintain all applicable registration and licenses as required by the various states in which 360 Wealth conducts business, as applicable. 360 Wealth renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

Terms of Use

Please read these terms and conditions of use (“Terms”) carefully before using the website located at www.threesixtywm.com (“Website”) or any of the information or services provided by Three Sixty Wealth Management LLC (collectively “360 Wealth”, “we”, “our”, “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by 360 Wealth in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.

360 Wealth reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.

These Terms were last updated on April 2, 2019.

Risk Disclosure

Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.

Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.

This website is intended to provide general information about 360 Wealth and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services is provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this website are based on generally available information and are believed to be reliable. 360 Wealth does not guarantee the accuracy of the information contained in this website. The information is of a general nature and should not be construed as investment advice.

Please remember that it remains your responsibility to advise 360 Wealth, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.

360 Wealth will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may contact us to request a free copy via .pdf or hardcopy.

Privacy Disclosures

360 Wealth is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described in our Privacy Policy.

360 Wealth does not collect personal non-public information through this website; however, the Advisor may collect information from you on application forms, agreements, profile or investment policy statements, and other documents received or processed in relation to services we provide. We also may collect information from other sources.

We do not respond to "do not track" requests because we do not track you over time or across third party websites to provide targeted advertising. We may track you across our website to help us improve our content.

We may use "cookies" and similar online technologies to keep, and sometimes track, information about you regarding your usage of our website. Cookies are small data files that are sent to your browser or related software from a Web server and stored on your device. Cookies help us to collect information about your usage of our website, including date and time of visits, pages viewed, amount of time spent on our sites, or general information about the device used to access the site, such as the browser used. You can refuse to store or delete cookies by configuring your web browser settings. Most browsers and mobile devices have their own settings to manage cookies. If you refuse a cookie when on our website, or if you delete cookies, you may experience some inconvenience in your use of our website, such as having to re-configure preferences.

When you are on this website you may have the opportunity to click-through to other websites, including websites operated by unaffiliated third parties. These sites may collect nonpublic personal Information about you. We do not control sites operated by these entities and are not responsible for the information practices of these sites. This Privacy Policy does not address the information practices of other websites. The privacy policies of websites operated by third parties are located on those sites.

For a copy of the 360 Wealth Privacy Policy, please click here.

Email Disclosures

360 Wealth often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. 360 Wealth makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send 360 Wealth private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: 360 Wealth does not accept trading or money movement instructions via email.

As a registered investment advisor, 360 Wealth emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of 360 Wealth or the securities regulators.

If you have received an email from 360 Wealth in error, we ask that you contact the sender and destroy the email and its contents.

If you have any questions regarding our email policies, please contact us.

Social Websites

360 Wealth may utilize third-party websites, including social media websites, blogs and other interactive content. 360 Wealth considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, 360 Wealth generally retains copies of information that 360 Wealth or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of 360 Wealth or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by 360 Wealth’s advisory persons after entering into an advisory agreement and providing 360 Wealth with all requested background and account information.

If you have any questions regarding our policies, please contact us.

TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade, Three Sixty Wealth Management and the other entities named are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.

"WEALTH ELEVATED” REPORT ACKNOWLEDGEMENT: Wealth Elevated reports are published by the VFO Inner Circle, a global financial concierge group working with affluent individuals and families and is distributed with its permission. Copyright 2019 by AES Nation, LLC. These reports are intended to be used for educational purposes only and do not constitute a solicitation to purchase any security or advisory services. Past performance is no guarantee of future results. An investment in any security involves significant risks and any investment may lose value. Refer to all risk disclosures related to each security product carefully before investing. Investment advisory services offered through Three Sixty Wealth Management LLC and Capital Asset Advisory Services LLC (CAAS), registered investment advisors. Jim Dischert, Three Sixty Wealth Management and CAAS are not affiliated with AES Nation LLC. The opinions expressed are those of the author and may not necessarily reflect those of Three Sixty Wealth Management or CAAS.

This site is published for residents of the United States only. Investment Advisor Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all services referenced on this site are available in every state and through every advisor listed. 

Three Sixty Wealth Management Form ADV Document